Joseph Palumbo, financial advisor Palos Heights IL
90 score

Joseph Palumbo

CRD Number: 6247835
Current Firm: Rbc Capital Markets, LLC

Joseph Palumbo (CRD# 6247835) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Palos Heights, IL and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
City National Bank La Jolla, CA Jun 2017 - Current < 1
Rbc Capital Markets, LLC La Jolla, CA Nov 2016 - Current 1
Wells Fargo Advisors, LLC Palos Heights, IL Sep 2013 - Nov 2016 3
Suntrust Bank Atlanta, GA Jul 2010 - Aug 2013 3
Scorpion Sports Group San Marcos, CA May 2004 - Jul 2010 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2014
Contact Info for Joseph P. Palumbo
Phone Number: 212-858-7000
Registered State(s):
  • CA
  • IL
  • TX
By the Numbers
  • Total Assets Under Management
    106,032
    MILLIONS
  • Total Number of Accounts
    254,944
    ACCOUNTS
  • Average Account Value
    $415,903
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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