John Brickhouse, financial advisor Panora IA
96 score

John Brickhouse

CRD Number: 3070533
Current Firm: Brokers Financial

John Brickhouse (CRD# 3070533) is an Investment Advisor Representative working at Brokers Financial in Panora, IA and has over 17 years of experience in the finance industry. John Brickhouse has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Brokers International Ltd. Panora, IA Oct 2012 - Current 4
Brokers International Financial Services, LLC Panora, IA Oct 2012 - Current 4
Robert Stephen Capital Management Tulsa, OK Mar 2011 - Oct 2012 1
Artesa Financial Group, LLC Conroe, TX Jun 2010 - Mar 2011 < 1
Raymond James Financial Services, Inc. Conroe, TX Feb 2010 - Jun 2010 < 1
Merrill Lynch, Pierce, Fenner & Smith, Inc. Tulsa, OK Jul 2002 - Dec 2009 7
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Apr 2003
S66 NASAA Uniform Combined State Law Examination Jan 1999
Contact Info for John C. Brickhouse
Phone Number: 641-755-4635
Registered State(s):
  • OK
  • TX
By the Numbers
  • Total Assets Under Management
    167
    MILLIONS
  • Total Number of Accounts
    1,753
    ACCOUNTS
  • Average Account Value
    $95,501
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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