Timothy Newman, financial advisor Panora IA
58 score

Timothy Newman

CRD Number: 1358134
Current Firm: Brokers Financial

Timothy Newman (CRD# 1358134) is an Investment Advisor Representative working at Brokers Financial in Panora, IA and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Brokers International Financial Services LLC Panora, IA Jun 2012 - Current 4
Brokers International Financial Services LLC Panora, IA Apr 2012 - May 2012 < 1
Arrow Financial Solutions, Plc Bloomfield, MI Aug 2009 - Mar 2012 2
Royal Aliiance Associates Brighton, MI Sep 2006 - Mar 2012 5
Gregory J. Schwartz & Company, Inc. Bloomfield Hills, MI Mar 1997 - Sep 2006 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1985
S65 NASAA Investment Advisors Law Examination May 2010
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Timothy A. Newman
Phone Number: 641-755-4635
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    167
    MILLIONS
  • Total Number of Accounts
    1,753
    ACCOUNTS
  • Average Account Value
    $95,501
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
58

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