Vicki Monaco, financial advisor Panora IA
69 score

Vicki Monaco

CRD Number: 5900799
Current Firm: Royal Fund Management, LLC

Vicki Monaco (CRD# 5900799) is an Investment Advisor Representative working at Royal Fund Management, LLC in Panora, IA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Royal Fund Management, LLC Panora, IA May 2013 - Current 3
Life & Legacy Advisors, LLC Panora, IA Feb 2011 - Current 5
Life & Legacy, LLC Panora, IA Apr 2006 - Current 10
Crow Services Des Moines, IA Jul 2008 - Oct 2009 1
National Investors Redfield, IA Mar 2006 - Jun 2008 2
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Feb 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Vicki L. Monaco
Phone Number: 352-750-1637
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    214
    MILLIONS
  • Total Number of Accounts
    2,981
    ACCOUNTS
  • Average Account Value
    $71,682
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AR, AZ, CA, CO, CT, DC, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NY, OH, OK, PA, SC, TN, TX, VA, WA, WI, WV

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BADGES
69

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