Roland DavidCRD Number: 4462353
Current Firm: Neuberger Berman LLC
Roland David (CRD# 4462353) is an Investment Advisor Representative working at Neuberger Berman LLC in Paoli, PA and has over 16 years of experience in the finance industry.
Clothier Springs Capital Management, LLC
Triad Advisors, Inc.
Sensenig Capital Advisors, Inc.
|Neuberger Berman Management Inc.||Columbia, MD||Jun 2005 - Current||12|
|Neuberger Berman, LLC||Columbia, MD||Jun 2005 - Current||12|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2001|
|S65||NASAA Investment Advisors Law Examination||Jun 2011|
Total Assets Under Management52,626MILLIONS
Total Number of Accounts40,700ACCOUNTS
Average Account Value$1,293,032
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV