Sean OharaCRD Number: 1312483
Current Firm: Pacer Advisors, Inc.
Sean Ohara (CRD# 1312483) is an Investment Advisor Representative working at Pacer Advisors, Inc. in Paoli, PA and has over 29 years of experience in the finance industry.
Clothier Springs Capital Management, LLC
Triad Advisors, Inc.
Newbridge Wealth Management
|Pacer Advisors, Inc.||Paoli, PA||Jan 2008 - Current||9|
|Pacer Financial Inc.||Paoli, PA||Jan 2008 - Current||9|
|Planco Financial Services, Inc.||Wayne, PA||Oct 1985 - Current||31|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1988|
|S65||NASAA Investment Advisors Law Examination||Jan 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Judgments / Liens
Total Assets Under Management620MILLIONS
Total Number of Accounts10ACCOUNTS
Average Account Value$62,012,608
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients