Scott Wallach (CRD# 3108314) is an Investment Advisor Representative working at Aurora Private Wealth, Inc. in Rockaway, NJ and has over 25 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Comprehensive Asset Management And Servicing, Inc. | Parsippany, NJ | Nov 2017 - Current | 6 |
| Aurora Private Wealth, Inc. | Parsippany, NJ | Oct 2017 - Current | 6 |
| Wells Fargo Clearing Services, LLC | Paramus, NJ | Nov 2016 - Sep 2017 | < 1 |
| Wells Fargo Advisors LLC | Paramus, NJ | May 2009 - Nov 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1998 |
| S65 | NASAA Investment Advisors Law Examination | Mar 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NJ
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Total Assets Under Management363MILLIONS
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Total Number of Accounts1,890ACCOUNTS
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Average Account Value$192,202
- A percentage of assets under your management
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