Thomas Allen, financial advisor Paramus NJ

Thomas Allen

CRD Number: 6357543
Current Firm: Charles Schwab & Company, Inc.

Thomas Allen (CRD# 6357543) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Paramus, NJ and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab Bank Paramus, NJ Nov 2016 - Current 7
Charles Schwab & Company, Inc. Paramus, NJ Jul 2015 - Current 8
Unemployed Rutherford, NJ Jun 2015 - Jul 2015 < 1
The College Of New Jersey Ewing, NJ Aug 2011 - May 2015 3
Pershing LLC Jersey City, Nj, NJ Jun 2014 - Aug 2014 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2015
Contact Info for Thomas C. Allen
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • CA
  • NJ
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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