Bruce Greenwald (CRD# 1413095) is an Investment Advisor Representative working at Oneseven in Beachwood, OH and has over 24 years of experience in the finance industry.
CRD# 5310387
Lpl Financial LLC
CRD# 1065232
Independence Capital Company, Inc.
CRD# 4787364
The Center For Eldercare Finance
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Mgo One Seven Llc Dba Rosehaven Family Office | Park City, UT | Jun 2016 - Current | 7 |
| International Assets Advisory, LLC | Park City, UT | Jul 2019 - Oct 2020 | 1 |
| Purshe Kaplan Sterling Investments, Inc. | Albany, NY | Jul 2016 - Jul 2019 | 3 |
| Morgan Stanley Private Bank, National Association | New York, NY | Jan 2015 - Jun 2016 | 1 |
| Morgan Stanley Smith Barney | Beachwood, OH | Jun 2009 - Jun 2016 | 7 |
| Morgan Stanley & Company Incorporated | Beachwood, OH | Nov 2008 - Jun 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1999 |
| S65 | NASAA Investment Advisors Law Examination | May 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- OH
- TX
- UT
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Total Assets Under Management2,571MILLIONS
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Total Number of Accounts9,416ACCOUNTS
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Average Account Value$273,065
- A percentage of assets under your management
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