Kathleen Barlow, financial advisor Park City UT
78 score

Kathleen Barlow

CRD Number: 6101970
Current Firm: Edward Jones

Kathleen Barlow (CRD# 6101970) is an Investment Advisor Representative working at Edward Jones in Park City, UT and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Edward Jones St. Louis, MO Nov 2012 - Current 4
Transamerica Financial Advisors, Inc. Cottonwood Heights, UT Jul 2012 - Nov 2012 < 1
World Financial Group, Inc. Cottonwood Heights, UT May 2012 - Nov 2012 < 1
Hmw Wireless Suwanee, GA Nov 2011 - Apr 2012 < 1
Healthcare Team Training Fayetteville, GA Jan 2009 - Oct 2011 2
Metrobrokers Peachtree City, GA Jan 2004 - Jun 2009 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2012
S66 NASAA Uniform Combined State Law Examination Jan 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Kathleen Barlow
Phone Number: 314-515-2000
Registered State(s):
  • UT
By the Numbers
  • Total Assets Under Management
    140,424
    MILLIONS
  • Total Number of Accounts
    777,048
    ACCOUNTS
  • Average Account Value
    $180,715
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Kathleen Barlow and other advisors.
BADGES
78

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