Nickolas Brait (CRD# 1053565) is an Investment Advisor Representative working at Sage Private Wealth Group, LLC in Oakbrook Terrace, IL and has over 41 years of experience in the finance industry. Nickolas Brait has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2216510
Sequoia Wealth Management, LLC
CRD# 6067744
Goldstone Financial Group, LLC
CRD# 4846117
Hightower Advisors, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Oechsli Institute | Park Ridge, IL | Mar 2017 - Current | 7 |
Sage Private Wealth Group | Oakbrook Terrace, IL | Nov 2014 - Current | 9 |
Sage Private Wealth Group | Park Ridge, IL | Sep 2013 - Current | 10 |
Raymond James Financial Services Advisors, Inc. | Park Ridge, IL | Jan 2009 - Current | 15 |
Raymond James Financial Services, Inc. | Park Ridge, IL | Feb 1999 - Current | 25 |
South Prospect Partners, LLC | Park Ridge, IL | Oct 2015 - May 2017 | 1 |
South Prospect Partners LLC | Park Ridge, IL | May 2010 - May 2017 | 7 |
812 Busse Condo Association | Park Ridge, IL | May 2010 - May 2017 | 7 |
Lasting Legacy, Ltd | Park Ridge, IL | Feb 1999 - Dec 2014 | 15 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Aug 1982 |
S65 | NASAA Investment Advisors Law Examination | May 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IL
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Total Assets Under Management364MILLIONS
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Total Number of Accounts1,146ACCOUNTS
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Average Account Value$318,012
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other
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