Deborah Ellis (CRD# 3203427) is an Investment Advisor Representative working at Investor Fan in Granada Hills, CA and has over 12 years of experience in the finance industry. Deborah Ellis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Investor's Fiduciary Advisor Network, LLC | Snoqualmie, WA | Dec 2023 - Current | < 1 |
| Cogent Independent Advisors, Inc. | Westlake Village, CA | May 2012 - Dec 2023 | 11 |
| Blend Financial, Inc. Dba Origin Financial | San Francisco, CA | Oct 2021 - Nov 2021 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jun 2011 |
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Total Assets Under Management255MILLIONS
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Total Number of Accounts1,060ACCOUNTS
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Average Account Value$240,949
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
AZ, CA, ID, IN, LA, MT, OR, TX, WA
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