Caiqin Li, financial advisor Parkland FL
93 score

Caiqin Li

CRD Number: 5883219
Current Firm: Sagepoint Financial, Inc.

Caiqin Li (CRD# 5883219) is an Investment Advisor Representative working at Sagepoint Financial, Inc. in Parkland, FL and has over 5 years of experience in the finance industry.

Similar Advisors
Allen Giese, financial advisor Parkland FL
Allen P. Giese
CRD# 2145424
Northstar Financial Planners, Inc.
Score
105
Similar Advisors
Justin Blews, financial advisor Parkland FL
Justin Blews
CRD# 4223891
Morgan Stanley
Score
103
Similar Advisors
Ranga Chary, financial advisor Parkland FL
Ranga K. Chary
CRD# 1280216
Fin-est Investment Advisors, LLC
Score
103
Company Name Location Dates Years
Sagepoint Financial Phoenix, AZ Dec 2015 - Current 1
Axa Advisors, LLC New York, NY Jul 2012 - Dec 2015 3
New York Life Tampa, FL Jul 2011 - Jul 2012 1
Nylife Securities LLC Tampa, FL Jul 2011 - Jul 2012 1
Axa Advisors, LLC New York, NY Mar 2011 - Jun 2011 < 1
Unemployed Westin, FL Dec 2010 - Mar 2011 < 1
University Of Florida Gainesville, FL Sep 2008 - Dec 2010 2
University Of South Florida Tampa, FL Nov 2008 - Feb 2009 < 1
Unemployed Tampa, FL Jun 2007 - Nov 2008 1
University Of Minnesota Minneapolis, MN Sep 2005 - Aug 2008 2
University Of Minnesota Minneapolis, MN May 2005 - Jun 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2011
Contact Info for Caiqin Li
Phone Number: 1-800-552-3319 EXT 2606
Registered State(s):
  • CA
  • FL
  • NC
By the Numbers
  • Total Assets Under Management
    4,385
    MILLIONS
  • Total Number of Accounts
    23,011
    ACCOUNTS
  • Average Account Value
    $190,540
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.