Lotus Arthur, financial advisor Parsippany NJ

Lotus Arthur

CRD Number: 5966613
Current Firm: New York Life Investment Management LLC

Lotus Arthur (CRD# 5966613) is an Investment Advisor Representative working at New York Life Investment Management LLC in Parsippany, NJ and has over 11 years of experience in the finance industry.

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Origin Investment Advisory LLC
Company Name Location Dates Years
New York Life Investments Parsippany, NJ Apr 2015 - Current 8
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York, NY Aug 2011 - Apr 2015 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2012
Contact Info for Lotus T. Arthur
Phone Number: 212-576-7000
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    96,660
    MILLIONS
  • Total Number of Accounts
    1,217
    ACCOUNTS
  • Average Account Value
    $79,424,860
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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