Be advised. This advisor is no longer registered as an Independent Advisor Representative. They may still be registered as a broker.
Thomas McCormick, financial advisor Parsippany NJ
88 score

Thomas McCormick

CRD Number: 6363887
Current Firm: Hennion & Walsh Asset Management, Inc.

Thomas McCormick (CRD# 6363887) is an Investment Advisor Representative working at Hennion & Walsh Asset Management, Inc. in Parsippany, NJ and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Hennion & Walsh Inc. Parsippany, NJ Jun 2014 - Current 2
Antonio Regal Landscaping Madison, NJ Mar 2012 - Jun 2014 2
Integrity Express Morristown, NJ Jan 2011 - Jun 2014 3
Parking Professionals Whippany, NJ Jun 2009 - Jan 2011 1
Student Madison, NJ Jun 2004 - Jun 2009 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2014
Contact Info for Thomas M. McCormick
Phone Number: 973-299-8989
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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