Timothy Smith, financial advisor Parsippany NJ
96 score

Timothy Smith

CRD Number: 1407004
Current Firm: Comprehensive Capital Management, Inc.

Timothy Smith (CRD# 1407004) is an Investment Advisor Representative working at Comprehensive Capital Management, Inc. in Parsippany, NJ and has over 30 years of experience in the finance industry. Timothy Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Comprehensive Capital Management Parsippany, NJ Apr 2002 - Current 14
Comprehensive Asset Management And Servi Parsippany, NJ Aug 1997 - Current 19
Comprehensive Asset Management And Servicing, Inc. Parsippany, NJ Aug 1997 - Current 19
First Advisors Financial Group LLC Parsippany, NJ Nov 2003 - Jan 2007 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1986
S65 NASAA Investment Advisors Law Examination Aug 1996
Contact Info for Timothy L. Smith
Phone Number: 973-394-0404
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    203
    MILLIONS
  • Total Number of Accounts
    1,923
    ACCOUNTS
  • Average Account Value
    $105,821
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
Types of Clients
Registered States

AZ, CA, CO, CT, DC, DE, FL, GA, IL, LA, MA, MD, MI, MN, NC, NE, NH, NJ, NY, OH, PA, SC, TX, VA, WA

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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