Bradford GlogerCRD Number: 5450966
Current Firm: Western International Securities
Bradford Gloger (CRD# 5450966) is an Investment Advisor Representative working at Western International Securities in Pasadena, CA and has over 8 years of experience in the finance industry.
Fried Asset Management, Inc.
Ira Wealth Management
|Western International Securities, Inc.||Pasadena, CA||Jan 2016 - Current||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Pasadena, CA||May 2011 - Dec 2015||4|
|Morgan Stanley Smith Barney||Pasadena, CA||Jun 2009 - May 2011||1|
|Citigroup Global Markets Inc.||Pasadena, CA||Mar 2009 - Jun 2009||< 1|
|Merrill Lynch||Pasadena, CA||Sep 2008 - Jan 2009||< 1|
|Colliers||Los Angeles, CA||Nov 2007 - Aug 2008||< 1|
|Unemployed||Orange County, CA||Jun 2007 - Oct 2007||< 1|
|Western Asset||Pasadena, CA||Jul 2006 - May 2007||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management900MILLIONS
Total Number of Accounts3,400ACCOUNTS
Average Account Value$264,706
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, LA, MA, MD, ME, MI, MN, MO, MT, NC, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI
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