Bradford Gloger, financial advisor Pasadena CA
83 score

Bradford Gloger

CRD Number: 5450966
Current Firm: Western International Securities

Bradford Gloger (CRD# 5450966) is an Investment Advisor Representative working at Western International Securities in Pasadena, CA and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Western International Securities, Inc. Pasadena, CA Jan 2016 - Current < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena, CA May 2011 - Dec 2015 4
Morgan Stanley Smith Barney Pasadena, CA Jun 2009 - May 2011 1
Citigroup Global Markets Inc. Pasadena, CA Mar 2009 - Jun 2009 < 1
Merrill Lynch Pasadena, CA Sep 2008 - Jan 2009 < 1
Colliers Los Angeles, CA Nov 2007 - Aug 2008 < 1
Unemployed Orange County, CA Jun 2007 - Oct 2007 < 1
Western Asset Pasadena, CA Jul 2006 - May 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Bradford Gloger
Phone Number: 626-793-7717
Firm Website: http://www.wisdirect.com
Registered State(s):
  • CA
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    900
    MILLIONS
  • Total Number of Accounts
    3,400
    ACCOUNTS
  • Average Account Value
    $264,706
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, LA, MA, MD, ME, MI, MN, MO, MT, NC, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI

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BADGES
83

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