Brian Hu, financial advisor Pasadena CA
93 score

Brian Hu

CRD Number: 5585369
Current Firm: Cetera Investment Advisers LLC

Brian Hu (CRD# 5585369) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Pasadena, CA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
East West Bank Pasadena, CA Aug 2015 - Current 1
Cetera Investment Services LLC St Cloud, MN Aug 2015 - Current 1
Cetera Investment Advisers LLC Pasadena, CA Aug 2015 - Current 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hacienda Heights, CA Sep 2014 - Aug 2015 < 1
Bank Of America, N.a. Hacienda Heights, CA Sep 2014 - Aug 2015 < 1
Unemployed Cerritos, CA Sep 2013 - Aug 2014 < 1
Scottrade, Inc. Alhambra, CA Jun 2011 - Aug 2013 2
Scottrade, Inc. St. Louis, MO Nov 2009 - May 2011 1
Core Pacific Securities Usa LLC Covina, CA Aug 2008 - Oct 2009 1
Unemployed Long Beach, CA Apr 2008 - Aug 2008 < 1
Acm Technologies Inc. Corona, CA Aug 2006 - Apr 2008 1
Extreme Pc Gear Fremont, CA Oct 2005 - Aug 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2008
Contact Info for Brian Hu
Phone Number: 888-528-2987
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    7,010
    MILLIONS
  • Total Number of Accounts
    26,660
    ACCOUNTS
  • Average Account Value
    $262,943
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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