David Penniall, financial advisor Pasadena CA

David Penniall

CRD Number: 1088267
Current Firm: Bridge Advisory LLC

David Penniall (CRD# 1088267) is an Investment Advisor Representative working at Bridge Advisory LLC in Pasadena, CA and has over 30 years of experience in the finance industry. David Penniall has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Addwealth, LLC Pasadena, CA Mar 2020 - Current 4
Retirement Wellness Group, LLC Newport Beach, CA Jul 2018 - Current 5
Awm Capital LLC Scottsdale, AZ May 2017 - Current 6
Phc, Inc. Pasadena, CA Jul 2016 - Current 7
The Living Plan, Llc D/b/a Honedin Newport Beach, CA May 2016 - Current 7
Penniall Management Company D/b/a Penniall Insurance Services Pasadena, CA Sep 2008 - Current 15
Bridge Advisory, Llc F/k/a Penniall & Associates, Inc.) Pasadena, CA Jan 2002 - Current 22
Paragon Sports International F/k/a West Coast Sports Management Pasadena, CA Jun 2000 - Current 23
David R. Penniall - Real Estate Agent Pasadena, CA Jan 2000 - Current 24
David R. Penniall - Independent Agent Pasadena, CA Sep 1983 - Current 40
United Planners' Financial Services Scottsdale, AZ Aug 2009 - Dec 2018 9
Penniall Real Estate Services, Inc. Newport Beach, CA Sep 2012 - Sep 2018 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1995
S65 NASAA Investment Advisors Law Examination Oct 1993
Contact Info for David R. Penniall
Phone Number: 626-795-3062
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    453
    MILLIONS
  • Total Number of Accounts
    1,331
    ACCOUNTS
  • Average Account Value
    $340,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, FL, ID, NV, NY, OR, TX, VA, WA

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