David PenniallCRD Number: 1088267
Current Firm: Penniall & Associates
David Penniall (CRD# 1088267) is an Investment Advisor Representative working at Penniall & Associates in Pasadena, CA and has over 23 years of experience in the finance industry. David Penniall has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Fried Asset Management, Inc.
Ira Wealth Management
|The Living Plan||Pasadena, CA||May 2016 - Current||< 1|
|Penniall Real Estate Services, Inc.||Newport Beach, CA||Sep 2012 - Current||4|
|Penniall Insurance Services||Pasadena, CA||May 2011 - Current||5|
|Awm Group||Pasadena, CA||Jan 2011 - Current||5|
|United Planners' Financial Services||Scottsdale, AZ||Aug 2009 - Current||7|
|Penniall Management Company||Pasadena, CA||Sep 2008 - Current||8|
|Paragon Sports International||Pasadena, CA||Jun 2000 - Current||16|
|David R. Penniall - Real Estate Agent||Pasadena, CA||Jan 2000 - Current||16|
|West Coast Sports Mgmt||Pasadena, CA||Jan 1997 - Current||19|
|David R. Penniall - Independent Agent||Pasadena, CA||Sep 1983 - Current||33|
|Penniall & Associates||Pasadena, CA||Jan 1982 - Current||34|
|Pension Architects Advisory Group, LLC||Pasadena, CA||Aug 2007 - Sep 2013||6|
|Awm Properties||New Port Breach, CA||Jul 2011 - Sep 2012||1|
|Highpoint Partners LLC||Pasadena, CA||Jan 2002 - Dec 2009||7|
|Nrp Financial, Inc.||Bryan, OH||Jul 2008 - Oct 2009||1|
|Aig Financial Advisors, Inc.||Phoenix, AZ||Dec 1997 - Jul 2008||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1995|
|S65||NASAA Investment Advisors Law Examination||Oct 1993|
Total Assets Under Management945MILLIONS
Total Number of Accounts2,014ACCOUNTS
Average Account Value$469,233
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
AK, AR, AZ, CA, CO, CT, DC, FL, GA, HI, IA, ID, IL, KS, LA, MA, MD, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI, WV
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