Derek Yu, financial advisor Pasadena CA

Derek Yu

CRD Number: 6731124
Current Firm: Wells Fargo Clearing Services, LLC

Derek Yu (CRD# 6731124) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Pasadena, CA and has over 4 years of experience in the finance industry.

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Householder Group Estate & Retirement Specialists
Company Name Location Dates Years
Wells Fargo Clearing Services LLC Alhambra, CA Nov 2016 - Current 5
Wells Fargo Bank Na Alhambra, CA Aug 2015 - Current 6
J-one Dynamics Products Inc. City Of Industry, CA Nov 2010 - Jul 2015 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2017
Contact Info for Derek M. Yu
Phone Number: 314-875-3000
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    568,760
    MILLIONS
  • Total Number of Accounts
    1,434,300
    ACCOUNTS
  • Average Account Value
    $396,542
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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