Franklin Hsu (CRD# 5052968) is an Investment Advisor Representative working at Nomad Capital Group, LLC in Bellevue, WA and has over 17 years of experience in the finance industry. Franklin Hsu has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6533806
Harbour Investments, Inc.
CRD# 4337938
Aspire Capital Advisors LLC
CRD# 1424055
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name | Location | Dates | Years |
---|---|---|---|
Nomad Global Capital, Llc (fka Infinite Global Capital, Llc) | Bellevue, WA | Jun 2014 - Current | 9 |
Transglobal Advisory LLC | Pasadena, CA | Jul 2016 - Dec 2021 | 5 |
Globalink Securities, Inc. | Pasadena, CA | Apr 2016 - Jun 2016 | < 1 |
Fidelity Investments | Pasadena, CA | Nov 2011 - May 2014 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Mar 2006 |
- CA
- TX
- WA
-
Total Assets Under Management24MILLIONS
-
Total Number of Accounts84ACCOUNTS
-
Average Account Value$283,063
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA, TX, WA
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