John O'connor, financial advisor Monrovia CA

John O'connor

CRD Number: 1747463
Current Firm: O'connor Wealth Management, Inc.

John O'connor (CRD# 1747463) is an Investment Advisor Representative working at O'connor Wealth Management, Inc. in Monrovia, CA and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
O'connor Wealth Management, LLC Pasadena, CA Nov 2009 - Current 14
Reged Financial Training Pasadena, CA Nov 2009 - Jun 2017 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1993
S66 NASAA Uniform Combined State Law Examination Jun 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for John V. O'connor
Phone Number: 626-386-5116
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    131
    MILLIONS
  • Total Number of Accounts
    370
    ACCOUNTS
  • Average Account Value
    $353,368
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA

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