Jorey Bernstein, financial advisor Pasadena CA
68 score

Jorey Bernstein

CRD Number: 1808647
Current Firm: Western International Securities

Jorey Bernstein (CRD# 1808647) is an Investment Advisor Representative working at Western International Securities in Pasadena, CA and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
Western International Securities, Inc. Pasadena, CA Dec 2015 - Current 1
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Dec 2015 < 1
Morgan Stanley Smith Barney Los Angeles, CA Jun 2009 - Dec 2015 6
Citigroup Global Markets Inc. Century City, CA Aug 2005 - Jun 2009 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2005
S65 NASAA Investment Advisors Law Examination Oct 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Jorey T. Bernstein
Phone Number: 626-793-7717
Firm Website: http://www.wisdirect.com
Registered State(s):
  • AZ
  • CA
  • CO
  • FL
  • IL
  • KS
  • MD
  • NV
  • NJ
  • NM
  • PA
  • TX
  • UT
By the Numbers
  • Total Assets Under Management
    900
    MILLIONS
  • Total Number of Accounts
    3,400
    ACCOUNTS
  • Average Account Value
    $264,706
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, LA, MA, MD, ME, MI, MN, MO, MT, NC, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI

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BADGES
68

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