Leonel Darosa, financial advisor Pasadena CA
93 score

Leonel Darosa

CRD Number: 5565978
Current Firm: Advice And Planning Services

Leonel Darosa (CRD# 5565978) is an Investment Advisor Representative working at Advice And Planning Services in Pasadena, CA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Tiaa-cref Individual & Institutional Services, LLC Pasadena, CA Jul 2011 - Current 5
Tiaa Pasadena, CA Jul 2011 - Current 5
Vanguard Charlotte, NC Jul 2008 - Jul 2011 3
Unemployed Sherman Oaks, CA Nov 2007 - Jun 2008 < 1
Countrywide Van Nuys, CA Nov 2006 - Nov 2007 1
Equity One Financial Calabasas, CA Mar 2006 - Oct 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2008
S66 NASAA Uniform Combined State Law Examination Nov 2011
Contact Info for Leonel P. Darosa
Phone Number: 212-490-9000
Firm Website: http://www.tiaa.org
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    16,792
    MILLIONS
  • Total Number of Accounts
    45,960
    ACCOUNTS
  • Average Account Value
    $365,356
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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