Luis Rosa (CRD# 4452803) is an Investment Advisor Representative working at Build A Better Financial Future LLC in Pasadena, CA and has over 22 years of experience in the finance industry. Luis Rosa has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Build A Better Financial Future | Los Angeles, CA | Jun 2020 - Current | 3 |
| Zeiders Enterprises | Woodbridge, VA | Jun 2017 - Jan 2022 | 4 |
| Retirement Wealth Advisors | Henderson, NV | Oct 2017 - Apr 2020 | 2 |
| Build A Better Financial Future (dbawhileatretirementwealthadv) | Henderson, NV | Apr 2016 - Apr 2020 | 4 |
| Equity Prime Mortgage | Manahawkin, NJ | Nov 2018 - Sep 2019 | < 1 |
| Platinum Home Mortgage | New York, NY | Mar 2017 - Nov 2018 | 1 |
| Haydel, Biel & Associates | Pasadena, CA | Jun 2016 - Oct 2017 | 1 |
| Arete Wealth Management LLC | Chicago, IL | Jun 2016 - Jun 2017 | 1 |
| Coltrain Funding Group | Hauppauge, NY | Jun 2012 - Feb 2017 | 4 |
| Private Advisor Group, LLC | Morristown, NJ | May 2015 - May 2016 | 1 |
| Lpl Financial | White Plains, NY | Feb 2015 - May 2016 | 1 |
| Lrl Consulting Inc. | White Plains, NY | May 2008 - Jan 2016 | 7 |
| Grodsky Associates, Inc. | West Orange, NJ | May 2012 - Feb 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2002 |
| S66 | NASAA Uniform Combined State Law Examination | May 2015 |
- CA
- NV
- NY
- TX
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Total Assets Under Management7MILLIONS
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Total Number of Accounts68ACCOUNTS
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Average Account Value$101,755
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
CA, NV, NY, TX
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