Michael Yu, financial advisor Pasadena CA
96 score

Michael Yu

CRD Number: 5325291
Current Firm: Wells Fargo Advisors, LLC

Michael Yu (CRD# 5325291) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Pasadena, CA and has over 9 years of experience in the finance industry. Michael Yu has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Wells Fargo Advisors LLC Diamond Bar, CA Jan 2011 - Current 5
Wells Fargo Bank, Na Diamond Bar / Arcadia, CA Sep 2009 - Current 7
Wells Fargo Investments, LLC Diamond Bar / Arcadia, CA Sep 2009 - Jan 2011 1
Unemployed San Diego, CA Aug 2008 - Sep 2009 1
Jesus Community Church San Diego, CA Sep 2006 - Aug 2008 1
Wells Fargo Investments, LLC San Diego, CA Apr 2007 - Sep 2007 < 1
Wells Fargo Bank N.a. San Diego, CA Apr 2005 - Sep 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2007
Contact Info for Michael A. Yu
Phone Number: 314-875-3000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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