Patricia Dunn, financial advisor Pasadena CA
93 score

Patricia Dunn

CRD Number: 5318465
Current Firm: Transamerica Financial Advisors, Inc.

Patricia Dunn (CRD# 5318465) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Pasadena, CA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Letip International,inc Mesa, AZ Jun 2016 - Current < 1
Transamerica Financial Advisors, Inc. Pasadena, CA Jan 2012 - Current 4
Debtmerica, LLC Santa Ana, CA Aug 2011 - Current 5
Trisha Dunn Los Angeles, CA Nov 2009 - Current 7
Fiori Di Cuore Los Angeles, CA May 2008 - Current 8
Zein Insurance Woodland Hills, CA Mar 2007 - Current 9
World Financial Group Pasadena, CA Oct 2006 - Current 10
Trisha Dunn, Soprano Los Angeles, CA Sep 1993 - Current 23
Debtmerica Relief Santa Ana, CA Aug 2011 - Nov 2013 2
Aflac Columbus, GA Oct 2009 - Nov 2013 4
Investment Advisors International Woodland Hills, CA Nov 2008 - Jan 2012 3
Wgs Woodland Hills, CA May 2007 - Jan 2012 4
Dickerson Employee Benfits Los Angeles, CA Feb 2010 - Jan 2011 < 1
Deluxe Digital Studios Burbank, CA Mar 2009 - Jan 2011 1
United Bank Card Services Los Angeles, CA May 2008 - Jan 2010 1
Mckay,byrne & Graham Los Angeles, CA Jul 2002 - Feb 2007 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2007
S65 NASAA Investment Advisors Law Examination May 2008
Contact Info for Patricia J. Dunn
Phone Number: 727-299-1800
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    4,493
    MILLIONS
  • Total Number of Accounts
    33,842
    ACCOUNTS
  • Average Account Value
    $132,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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