Peter Shu, financial advisor Pasadena CA
90 score

Peter Shu

CRD Number: 6111001
Current Firm: Strategic Advisers, Inc.

Peter Shu (CRD# 6111001) is an Investment Advisor Representative working at Strategic Advisers, Inc. in Pasadena, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Fidelity Brokerage Services LLC Pasadena, CA Sep 2015 - Current 1
Bancwest Investment Services, Inc. Irvine, CA Jul 2014 - Sep 2015 1
Bank Of The West Irvine, CA Jul 2014 - Sep 2015 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Laguna Hills, CA Jul 2012 - May 2014 1
Bank Of America Irvine, CA Jan 2011 - Jul 2012 1
Bank Of America Irvine, CA Jun 2010 - Jan 2011 < 1
Bank Of America Irvine, CA Nov 2009 - Jun 2010 < 1
Tcs Foreclosures Irvine, CA Jul 2009 - Nov 2009 < 1
Feldman Law Center Mission Viejo, CA Aug 2008 - Jul 2009 < 1
California Polytechnic University, Pomona Pomona, CA Jun 2003 - Jul 2008 5
Wells Fargo Arcadia, CA May 2005 - Oct 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2012
Contact Info for Peter Shu
Phone Number: 617-563-7000
Firm Website: https://www.fidelity.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    236,390
    MILLIONS
  • Total Number of Accounts
    619,100
    ACCOUNTS
  • Average Account Value
    $381,828
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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