Richard ChenCRD Number: 6056009
Current Firm: Cetera Investment Advisers LLC
Richard Chen (CRD# 6056009) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Pasadena, CA and has over 4 years of experience in the finance industry.
Fried Asset Management, Inc.
Ira Wealth Management
|East West Bank||Pasadena, CA||Aug 2015 - Current||1|
|Cetera Investment Services LLC||St Cloud, MN||Aug 2015 - Current||1|
|Cetera Investment Advisers LLC||Pasadena, CA||Aug 2015 - Current||1|
|Citigroup||Glendale, CA||Jun 2013 - Aug 2015||2|
|Various Insurance Carriers For W & R Insurance Agencies||San Gabriel, CA||Jul 2012 - Jun 2013||< 1|
|Waddell & Reed, Inc.||Los Angeles, CA||Apr 2012 - Jun 2013||1|
|Sterling Pathology Medical Corp||Seal Beach, CA||Dec 2011 - May 2012||< 1|
|Unemployed||San Gabriel, CA||Sep 2011 - Dec 2011||< 1|
|Student||San Gabriel, CA||Apr 2001 - Sep 2011||10|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2012|
Total Assets Under Management7,010MILLIONS
Total Number of Accounts26,660ACCOUNTS
Average Account Value$262,943
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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