Whitney Willis, financial advisor Pasadena CA
96 score

Whitney Willis

CRD Number: 5372324
Current Firm: Cetera Advisor Networks LLC

Whitney Willis (CRD# 5372324) is an Investment Advisor Representative working at Cetera Advisor Networks LLC in Pasadena, CA and has over 5 years of experience in the finance industry. Whitney Willis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Cetera Advisor Networks Pasadena, CA Apr 2013 - Current 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York, NY Apr 2010 - Apr 2013 3
Merrill Lynch New York, NY Mar 2009 - Apr 2010 1
Unemployed New York, NY Nov 2008 - Mar 2009 < 1
Fisher Investments Vancouver, WA Sep 2008 - Nov 2008 < 1
Unemployed Portland, OR Jun 2008 - Sep 2008 < 1
The Buzz Cafe Eugene, OR Sep 2007 - May 2008 < 1
Merrill Lynch Portland, OR Jun 2007 - Aug 2007 < 1
The Buzz Cafe Eugene, OR Jan 2007 - Jun 2007 < 1
Full Time Student Eugene, OR Sep 2006 - Jan 2007 < 1
Financial Network Investment Corporation- Chrisopher L Willis Pasadena, CA Sep 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2011
Contact Info for Whitney L. Willis
Phone Number: 310-326-3100
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    16,791
    MILLIONS
  • Total Number of Accounts
    70,113
    ACCOUNTS
  • Average Account Value
    $239,482
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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