William CatonCRD Number: 4539052
Current Firm: First Wilshire Securities Management, Inc.
William Caton (CRD# 4539052) is an Investment Advisor Representative working at First Wilshire Securities Management, Inc. in Pasadena, CA and has over 12 years of experience in the finance industry.
Fried Asset Management, Inc.
|First Wilshire Securities Mgmt||Pasadena, CA||Mar 1998 - Current||20|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2005|
Total Assets Under Management423MILLIONS
Total Number of Accounts363ACCOUNTS
Average Account Value$1,165,289
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AZ, CA, CO, CT, DC, FL, GA, HI, IL, KY, LA, MA, MD, ME, MI, MN, MO, NC, NH, NJ, NV, NY, OH, OR, PA, SC, TN, TX, VA, WA
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