Kevin Klipfel (CRD# 5220694) is an Investment Advisor Representative working at J. W. Cole Advisors, Inc. in Paso Robles, CA and has over 16 years of experience in the finance industry.
CRD# 6342307
San Luis Wealth Advisors
CRD# 6095912
San Luis Wealth Advisors
CRD# 4870401
Jeffery C. Welch And Associates, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
J.w. Cole Financial, Inc. | Tampa, FL | Aug 2024 - Current | < 1 |
J.w. Cole Advisors, Inc. | Tampa, FL | Aug 2024 - Current | < 1 |
Grove Point Investments LLC | Rockville, MD | Mar 2023 - Aug 2024 | 1 |
Grove Point Advisors LLC | Rockville, MD | Mar 2023 - Aug 2024 | 1 |
Independent Financial Group | Paso Robles, CA | Oct 2019 - Mar 2023 | 3 |
Lpl Financial, LLC | Paso Robles, CA | Sep 2016 - Oct 2019 | 3 |
Wells Fargo Advisors Financial Network, LLC | Paso Robles, CA | Mar 2013 - Sep 2016 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Feb 2008 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management5,736MILLIONS
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Total Number of Accounts25,612ACCOUNTS
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Average Account Value$223,952
- A percentage of assets under your management
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