James HeaveyCRD Number: 5341076
Current Firm: Foresters Equity Services, Inc.
James Heavey (CRD# 5341076) is an Investment Advisor Representative working at Foresters Equity Services, Inc. in Peabody, MA and has over 10 years of experience in the finance industry.
Walnut Hill Advisors, LLC
Prosperity Wealth Management, Inc.
|Foresters Equity Services, Inc.||Union, ME||Jul 2011 - Current||6|
|Various Insurance Carriers For W & R Insurance Carriers For W &||Union, ME||Dec 2007 - Current||10|
|Signator Investors Inc.||Westborough, MA||Jun 2008 - May 2011||2|
|Waddell & Reed, Inc.||Union, ME||May 2007 - May 2008||1|
|Unemployed||Union, ME||Oct 2000 - May 2007||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2007|
|S65||NASAA Investment Advisors Law Examination||Aug 2007|
Total Assets Under Management11MILLIONS
Total Number of Accounts125ACCOUNTS
Average Account Value$86,354
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV