Marilyn Rios (CRD# 4414881) is an Investment Advisor Representative working at Dakota Wealth, LLC in Portsmouth, NH and has over 19 years of experience in the finance industry.
CRD# 4429381
Lpl Financial LLC
CRD# 5324751
Silver Maple Financial, LLC
CRD# 6002683
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Dakota Wealth, LLC | Portsmouth, NH | Feb 2019 - Current | 5 |
| Dakota Wealth, Llc (formerly Oakmont Partners, Llc) | Portsmouth, NH | Jan 2017 - Feb 2019 | 2 |
| Genery Wealth Management, LLC | Portsmouth, NH | Jul 2014 - Sep 2018 | 4 |
| Lpl Financial, LLC | Portsmouth, NH | Mar 2015 - Nov 2016 | 1 |
| Commonwealth Financial Network | Waltham, MA | Jun 2001 - Mar 2015 | 13 |
| Commonwealth Financial Network - Exeter | Exter, NH | Nov 2000 - Mar 2015 | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 2004 |
| S65 | NASAA Investment Advisors Law Examination | Nov 2009 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NH
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Total Assets Under Management5,334MILLIONS
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Total Number of Accounts9,720ACCOUNTS
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Average Account Value$548,779
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
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- Pension consulting services
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