William Patrick, financial advisor Peachtree City GA
83 score

William Patrick

CRD Number: 1385762
Current Firm: Morgan Stanley

William Patrick (CRD# 1385762) is an Investment Advisor Representative working at Morgan Stanley in Peachtree City, GA and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Peachtree City, GA Jun 2016 - Current < 1
Bank Of America, Na Peachtree City, GA Mar 2010 - Jun 2016 6
Merrill Lynch, Pierce, Fenner & Smith Incorporated Peachtree City, GA Oct 2009 - Jun 2016 6
Banc Of America Investment Services, Inc. Fayetteville, GA Jan 1998 - Oct 2009 11
Banc Of America Insurance Services, Inc. Atlanta, GA Jan 1998 - Oct 2009 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1985
S65 NASAA Investment Advisors Law Examination Oct 1995
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for William D. Patrick
Phone Number: 914-225-5510
Registered State(s):
  • GA
  • TX
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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