Robert CaselliCRD Number: 1051467
Current Firm: Cadaret Grant & Co Inc.
Robert Caselli (CRD# 1051467) is an Investment Advisor Representative working at Cadaret Grant & Co Inc. in Peckville, PA and has over 33 years of experience in the finance industry.
Northeastern Financial Consultants, Inc.
Ameriprise Financial Services, Inc.
|Cadaret, Grant & Company, Inc.||Peckville, PA||Jan 2007 - Current||10|
|Strategic Planning Assoiciates||Peckville, PA||Jan 2007 - Current||10|
|Prudential Ins. Company Of America||Peckville, PA||Apr 1981 - Dec 2006||25|
|Pruco Securities Corporation||Moosic, PA||Apr 1981 - Dec 2006||25|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1983|
|S65||NASAA Investment Advisors Law Examination||Jul 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management3,475MILLIONS
Total Number of Accounts18,688ACCOUNTS
Average Account Value$185,929
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV