Brandon Rosen, financial advisor Pennington NJ
90 score

Brandon Rosen

CRD Number: 5954973
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Brandon Rosen (CRD# 5954973) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Pennington, NJ and has over 5 years of experience in the finance industry.

Similar Advisors
Frank Polashock, financial advisor Pennington NJ
Frank Polashock
CRD# 4961369
Fxp Advisory Services
Score
106
Similar Advisors
John Middleton, financial advisor Pennington NJ
John P. Middleton
CRD# 2267593
Brighton Financial Planning
Score
105
Similar Advisors
Richard Welch, financial advisor Pennington NJ
Richard M. Welch
CRD# 5955239
Academy Wealth Advisers, LLC
Score
105
Company Name Location Dates Years
Bank Of America, N.a. Pennington, NJ Jul 2011 - Current 5
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington, NJ Jun 2011 - Current 5
Penn State University State College, PA Sep 2010 - May 2011 < 1
Target Corporation Warminster, PA Jun 2010 - Aug 2010 < 1
Penn State University State College, PA Sep 2009 - May 2010 < 1
La Fontana Ristorante Margate, NJ Jun 2009 - Aug 2009 < 1
Penn State University State College, PA Jan 2009 - May 2009 < 1
East Side Eateries University Park, PA Sep 2008 - Dec 2008 < 1
Penn Stater State College, PA Jan 2008 - Aug 2008 < 1
Penn State University State College, PA Sep 2007 - Dec 2007 < 1
Lower Moreland High School Huntingdon Valley, PA Sep 2004 - Aug 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2011
Contact Info for Brandon M. Rosen
Phone Number: 800-637-7455
Registered State(s):
  • NJ
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Brandon Rosen and other advisors.
BADGES
90
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.