Christopher Diaz, financial advisor Pennington NJ
88 score

Christopher Diaz

CRD Number: 6391559
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Christopher Diaz (CRD# 6391559) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Pennington, NJ and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington, NJ Sep 2014 - Current 2
Bank Of America N.a. Pennington, NJ Sep 2014 - Current 2
Unemployed East Windsor, NJ Jun 2014 - Aug 2014 < 1
William Paterson University Wayne, NJ Sep 2013 - May 2014 < 1
De'angelos Italian Market Princeton, NJ May 2012 - Aug 2013 1
William Paterson University West Windsor, NJ Sep 2011 - May 2012 < 1
S.a.f.e. Robbinsville, NJ Sep 2010 - Aug 2011 < 1
Mercer County Community College West Windsor, NJ Aug 2008 - Sep 2010 2
Houston's Restaurant North Miami, FL Aug 2007 - Aug 2008 1
Florida Internation University North Miami, FL Aug 2007 - Aug 2008 1
Cvs East Windsor, NJ Jul 2005 - Aug 2007 2
Hightstown Highschool Hightstown, NJ Sep 2003 - Jun 2007 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2014
Contact Info for Christopher J. Diaz
Phone Number: 800-637-7455
Registered State(s):
  • NJ
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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