Michael Smith, financial advisor Pennington NJ
90 score

Michael Smith

CRD Number: 6130308
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Michael Smith (CRD# 6130308) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Pennington, NJ and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Pennington, NJ Jan 2013 - Current 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington, NJ Oct 2012 - Current 4
James Toyota Scion Flemington, NJ Dec 2011 - Oct 2012 < 1
Kay Jewelers Eatontown, NJ May 2009 - Jul 2012 3
Liberty Travel Somerville, NJ Jul 2011 - Dec 2011 < 1
Restoration Hardware Red Bank, NJ Oct 2010 - Jan 2011 < 1
Monmouth University West Long Branch, NJ Sep 2006 - Dec 2010 4
Monmouth University West Long Branch, NJ Sep 2006 - May 2010 3
Hillsborough Dept Of Public Works Hillsborough, NJ May 2008 - Aug 2008 < 1
Canada Dry Little Egg Harbor, NJ Jul 2007 - Sep 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2013
Contact Info for Michael W. Smith
Phone Number: 800-637-7455
Registered State(s):
  • NJ
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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