Michael Valeri, financial advisor Pennington NJ
77 score

Michael Valeri

CRD Number: 6235976
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Michael Valeri (CRD# 6235976) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Pennington, NJ and has over 3 years of experience in the finance industry.

Similar Advisors
Frank Polashock, financial advisor Pennington NJ
Frank Polashock
CRD# 4961369
Fxp Advisory Services
Score
106
Similar Advisors
John Middleton, financial advisor Pennington NJ
John P. Middleton
CRD# 2267593
Brighton Financial Planning
Score
105
Similar Advisors
Richard Welch, financial advisor Pennington NJ
Richard M. Welch
CRD# 5955239
Academy Wealth Advisers, LLC
Score
105
Company Name Location Dates Years
Bank Of America, N.a. Pennington, NJ Jan 2015 - Current 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington, NJ Aug 2014 - Current 2
Riverview Restaurant Clinton, NJ May 2014 - Current 2
Unemployed High Bridge, NJ Apr 2014 - May 2014 < 1
Lampert Capital Markets New York, NY Feb 2013 - Apr 2014 1
Unemployed Annandale, NJ May 2012 - Feb 2013 < 1
Petullo Power Wash Clinton, NJ Apr 2012 - May 2012 < 1
Unemployed Annandale, NJ Sep 2011 - Apr 2012 < 1
Life Touch Annandale, NJ Aug 2010 - Sep 2011 1
Unemployed High Bridge, NJ Apr 2010 - Aug 2010 < 1
Rutherford Pancake House Rutherford, NJ Dec 2009 - Apr 2010 < 1
Unemployed High Bridge, NJ Jul 2009 - Dec 2009 < 1
Blarneys East Rutherford, NJ Apr 2009 - Jul 2009 < 1
Unemployed High Bridge, NJ Dec 2008 - Apr 2009 < 1
Kiddie Kandids Bridgewater, NJ Oct 2008 - Dec 2008 < 1
Imperial Pool Management Clinton, NJ May 2008 - Sep 2008 < 1
Tusscany Grill Glen Gardner, NJ Feb 2008 - May 2008 < 1
Christies Glen Gardner, NJ Jun 2007 - Feb 2008 < 1
Kiddie Kandids Bridgewater, NJ Dec 2006 - Jun 2007 < 1
Deer Path Ymca Flemington, NJ Sep 2006 - Dec 2006 < 1
Imperial Pool Management Clinton, NJ Aug 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2013
S66 NASAA Uniform Combined State Law Examination Nov 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Michael R. Valeri
Phone Number: 800-637-7455
Registered State(s):
  • NJ
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Michael Valeri and other advisors.
BADGES
77

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.