Stephen Lam, financial advisor Pennsburg PA

Stephen Lam

CRD Number: 4234936
Current Firm: Seraphim Capital Management, LLC

Stephen Lam (CRD# 4234936) is an Investment Advisor Representative working at Seraphim Capital Management, LLC in Pennsburg, PA and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Seraphim Capital Management Pennsburg, PA Jun 2021 - Current 2
Northwest Nj Associates Washington, NJ Feb 2015 - Current 8
Stephen T. Lam Cpa Commack, NY May 2006 - Current 17
Woodbury Financial Services Inc. Pennsburg, PA Nov 2017 - May 2021 3
Mid Atlantic Capital Corporation Pennsburg, PA Aug 2015 - Nov 2017 2
Real Page Inc. Carrollton, TX Jul 2011 - May 2015 3
Heart To Heart Hospice Plano, TX May 2012 - Feb 2015 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2016
Contact Info for Stephen T. Lam
Phone Number: 720-406-7790
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States


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