John DohertyCRD Number: 69418
Current Firm: Raymond James Financial Services Advisors, Inc.
John Doherty (CRD# 69418) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Pensacola, FL and has over 42 years of experience in the finance industry.
Ameriprise Financial Services, LLC
Fsa Investment Group, LLC
|Raymond James Financial Services, Inc.||Pensacola, FL||Apr 2021 - Current||1|
|Raymond James Financial Services Advisors, Inc.||Pensacola, FL||Apr 2021 - Current||1|
|Wells Fargo Clearing Services, LLC||Pensacola, FL||Nov 2016 - Apr 2021||4|
|Wells Fargo Advisors LLC||Pensacola, FL||May 2009 - Nov 2016||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1979|
|S66||NASAA Uniform Combined State Law Examination||Sep 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management272,263MILLIONS
Total Number of Accounts846,581ACCOUNTS
Average Account Value$321,603
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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