Thomas Vaughn, financial advisor Pensacola FL
93 score

Thomas Vaughn

CRD Number: 1021607
Current Firm: Northwestern Mutual Investment Services,llc

Thomas Vaughn (CRD# 1021607) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Pensacola, FL and has over 25 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwuakee, WI May 2007 - Current 9
Northwestern Mutual Investment Services, LLC Milwaukee, WI Aug 1988 - Current 28
Nml Equity Services,inc. Pensacola, FL Feb 1982 - Current 34
Northwestern Mutual Life Ins Pensacola, FL Nov 1980 - Current 36
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1991
S65 NASAA Investment Advisors Law Examination Dec 1999
Contact Info for Thomas R. Vaughn
Phone Number: 866-664-7737
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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