Rockie Zeigler III, CFP®, financial advisor Peoria  IL
103 score

Rockie Zeigler III, CFP®

RP Zeigler Investment Services, Inc.

CRD Number: 4746685
Current Firm: Lpl Financial LLC
Compensation Model: Fee Only

Rockie Zeigler III (CRD# 4746685) is a Certified Financial Planner (CFP®) and Private Investment Manager in Peoria Illinois with over 12 years of experience. Rockie is the author of the soon to be released book, 'Rise Of The ETF' which is technical comparison of structural & cost differences between tradational Mutual Funds and Exchange Traded Funds (ETFs). It also includes an analysis of active vs passive domestic stock & fixed income management. Rockie makes frequent appearences on media outlets such as the Peoria Journal Star, InvestmentNews.com, The American Express Open Forum, Supermoney.com, WYZZ TV, Bankrate.com, and US News & World Report. He is a blogger at The Anxious Advisor.He is the author of the brand new motivational book entitled '28 Things: Life Lessons From A Guy Who's Nearly Over The Hill. Rockie is an Investment Advisor Representative (IAR).

CONTACT
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Professional Designations
Company Name Location Dates Years
RP Zeigler Investment Services, Inc. Peoria, IL Dec 2012 - Current 5
Edward Jones St. Louis, MO Apr 2007 - Dec 2012 5
Edward Jones Metamora , IL Mar 2004 - Jul 2005 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2004
S66 NASAA Uniform Combined State Law Examination Apr 2007
Contact Info for Rockie Zeigler III, CFP®
Phone Number: 3092408787
Advisor Website: http://www.rpzeigler.com
Firm Website: http://www.lpl.com
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    117,248
    MILLIONS
  • Total Number of Accounts
    551,780
    ACCOUNTS
  • Average Account Value
    $212,490
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Firm Disclaimer:

RP Zeigler Investment Services, Inc. is a Registered Investment Adviser offering advisory services in the State of Illinois and in other jurisdictions where exempted. Registration does not imply a certain level of skill or training. The presence of this website on the Internet shall not be directly or indirectly interpreted as a solicitation of investment advisory services to persons of another jurisdiction unless otherwise permitted by statute. Follow-up or individualized responses to consumers in a particular state by RP Zeigler Investment Services, Inc. in the rendering of personalized investment advice for compensation shall not be made without our first complying with jurisdiction requirements or pursuant an applicable state exemption. All written content on this site is for information purposes only. Opinions expressed herein are solely those of RP Zeigler investment Services, Inc. unless otherwise specifically cited.  Material presented is believed to be from reliable sources and no representations are made by our firm as to another parties’ informational accuracy or completeness.  All information or ideas provided should be discussed in detail with an advisor, accountant or legal counsel prior to implementation.

 

The information on this site is provided “AS IS” and without warranties of any kind either express or implied. To the fullest extent permissible pursuant to applicable laws, RP Zeigler Investment Services, Inc. disclaims all warranties, express or implied, including, but not limited to, implied warranties of merchantability, non-infringement and suitability for a particular purpose. RP Zeigler Investment Services, Inc. does not warrant that the information will be free from error. None of the information provided on this website is intended as investment, tax, accounting or legal advice, as an offer or solicitation of an offer to buy or sell, or as an endorsement of any company, security, fund, or other securities or non-securities offering. The information should not be relied upon for purposes of transacting securities or other investments. Your use of the information is at your sole risk. Under no circumstances shall RP Zeigler Investment Services, Inc. be liable for any direct, indirect, special or consequential damages that result from the use of, or the inability to use, the materials in this site, even if RP Zeigler Investment Services, Inc. or a RP Zeigler Investment Services, Inc. authorized representative has been advised of the possibility of such damages. In no event shall RP Zeigler Investment Services, Inc. have any liability to you for damages, losses and causes of action for accessing this site. Information on this website should not be considered a solicitation to buy, an offer to sell, or a recommendation of any security in any jurisdiction where such offer, solicitation, or recommendation would be unlawful or unauthorized.

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BADGES
103
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