Rockie Zeigler III, CFP®
CRD Number: 4746685
Current Firm: Lpl Financial LLC
Compensation Model: Fee Only
Rockie Zeigler III (CRD# 4746685) is a Certified Financial Planner (CFP®) and Private Investment Manager in Peoria Illinois with over 12 years of experience. Rockie is the author of the soon to be released book, 'Rise Of The ETF' which is technical comparison of structural & cost differences between tradational Mutual Funds and Exchange Traded Funds (ETFs). It also includes an analysis of active vs passive domestic stock & fixed income management. Rockie makes frequent appearences on media outlets such as the Peoria Journal Star, InvestmentNews.com, The American Express Open Forum, Supermoney.com, WYZZ TV, Bankrate.com, and US News & World Report. He is a blogger at The Anxious Advisor.He is the author of the brand new motivational book entitled '28 Things: Life Lessons From A Guy Who's Nearly Over The Hill. Rockie is an Investment Advisor Representative (IAR).
Charles Schwab & Company, Inc.
Lpl Financial LLC
Royal Alliance Associates, Inc.
|RP Zeigler Investment Services, Inc.||Peoria, IL||Dec 2012 - Current||5|
|Edward Jones||St. Louis, MO||Apr 2007 - Dec 2012||5|
|Edward Jones||Metamora , IL||Mar 2004 - Jul 2005||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2004|
|S66||NASAA Uniform Combined State Law Examination||Apr 2007|
Total Assets Under Management117,248MILLIONS
Total Number of Accounts551,780ACCOUNTS
Average Account Value$212,490
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
RP Zeigler Investment Services, Inc. is a Registered Investment Adviser offering advisory services in the State of Illinois and in other jurisdictions where exempted. Registration does not imply a certain level of skill or training. The presence of this website on the Internet shall not be directly or indirectly interpreted as a solicitation of investment advisory services to persons of another jurisdiction unless otherwise permitted by statute. Follow-up or individualized responses to consumers in a particular state by RP Zeigler Investment Services, Inc. in the rendering of personalized investment advice for compensation shall not be made without our first complying with jurisdiction requirements or pursuant an applicable state exemption. All written content on this site is for information purposes only. Opinions expressed herein are solely those of RP Zeigler investment Services, Inc. unless otherwise specifically cited. Material presented is believed to be from reliable sources and no representations are made by our firm as to another parties’ informational accuracy or completeness. All information or ideas provided should be discussed in detail with an advisor, accountant or legal counsel prior to implementation.
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