Rockie Zeigler III, CFP®
CRD Number: 4746685
Current Firm: Lpl Financial LLC
Compensation Model: Both
Rockie Zeigler III (CRD# 4746685) is a Certified Financial Planner (CFP®) and Private Investment Manager in Peoria Illinois with over 12 years of experience. Rockie is the author of the soon to be released controversial book, "Why Your Stock Fund Probably Sucks." The book is technical comparison of structural & cost differences between tradational Mutual Funds and Exchange Traded Funds (ETFs). It also includes an analysis of active vs passive domestic stock & fixed income management. Rockie is also a financial blogger at The Anxious Advisor. Rockie is an Investment Advisor Representative (IAR).
Charles Schwab & Company, Inc.
Royal Alliance Associates, Inc.
Wells Fargo Advisors, LLC
|RP Zeigler Investment Services, Inc.||Peoria, IL||Dec 2012 - Current||5|
|Lpl Financial LLC||Peoria Heights, IL||Dec 2012 - Current||5|
|Edward Jones||St. Louis, MO||Oct 2004 - Dec 2012||8|
|Exam Code||Name||Passed Date|
|S7||General Securities Representative Examination (GS)||Mar 2004|
|S63||Uniform Securities State Law Examination||Mar 2004|
|S66||NASAA Uniform Combined State Law Examination||Apr 2007|
Total Assets Under Management112,086MILLIONS
Total Number of Accounts531,091ACCOUNTS
Average Account Value$211,049
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
Securities offered through LPL Financial. Member FINRA/SIPC. Invesment advice offered through Cornerstone Wealth Management, LLC a registered investment advisor. RP Zeigler Investment Services, Inc. and Cornerstone Wealth Management, LLC are separate entities from LPL Financial.
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