Rockie Zeigler III, CFP®, financial advisor Peoria  IL
103 score

Rockie Zeigler III, CFP®

RP Zeigler Investment Services, Inc.

CRD Number: 4746685
Current Firm: Lpl Financial LLC
Compensation Model: Both

Rockie Zeigler III (CRD# 4746685) is a Certified Financial Planner (CFP®) and Private Portfolio Manager in Peoria Illinois with over 12 years of experience. Rockie is also the author of the soon to be released book, "Why Your Stock Fund Probably Sucks." The book is technical comparison of structural differences between mutual funds and Exchange Traded Funds (ETFs), as well as an analysis of active vs passive domestic stock & fixed income management performance. Rockie is also an Investment Advisor Representative (IAR).

CONTACT
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Professional Designations
Company Name Location Dates Years
RP Zeigler Investment Services, Inc. Peoria, IL Dec 2012 - Current 4
Lpl Financial LLC Peoria Heights, IL Dec 2012 - Current 4
Edward Jones St. Louis, MO Oct 2004 - Dec 2012 8
Exam Code Name Passed Date
S7 General Securities Representative Examination (GS) Mar 2004
S63 Uniform Securities State Law Examination Mar 2004
S66 NASAA Uniform Combined State Law Examination Apr 2007
Contact Info for Rockie Zeigler III, CFP®
Phone Number: 3092408787
Advisor Website: http://www.rpzeigler.com
Firm Website: http://www.lpl.com
Registered State(s):
  • CO
  • IA
  • FL
  • IL
  • IN
  • CA
  • MI
  • NC
  • TX
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Firm Disclaimer:

Securities offered through LPL Financial. Member FINRA/SIPC. Invesment advice offered through Cornerstone Wealth Management, LLC a registered investment advisor. RP Zeigler Investment Services, Inc. and Cornerstone Wealth Management, LLC are separate entities from LPL Financial.

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BADGES
103
Verified Page
Data verified by both the advisor and the public regulatory data.
Clean Record
This advisor has a clean track record with regulators.

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