Denise ToddCRD Number: 4603743
Current Firm: Usaa Financial Planning Services
Denise Todd (CRD# 4603743) is an Investment Advisor Representative working at Usaa Financial Planning Services in Peoria, AZ and has over 14 years of experience in the finance industry. Denise Todd has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
|Denise H. Todd||Carefree, AZ||Jan 2015 - Current||2|
|Usaa Financial Planning Services||Phoenix, AZ||Mar 2011 - Current||6|
|Usaa Financial Advisors, Inc.||Phoenix, AZ||Mar 2011 - Current||6|
|Nevermind Trail, LLC||Issaquah, WA||Apr 2010 - Current||7|
|Strategic Alliance Consulting Corp.||Issaquah, WA||Jan 2003 - Dec 2011||8|
|Linsco/private Ledger Corp.||Scottsdale, AZ||Mar 2003 - Mar 2011||8|
|Lofy Group Wealth Mgmt||Phoenix, AZ||Sep 2002 - Mar 2011||8|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Regulatory Event
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Financial planning services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV