Larry OsaCRD Number: 1052970
Current Firm: Rbc Capital Markets, LLC
Larry Osa (CRD# 1052970) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Peoria, AZ and has over 35 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
|Rbc Capital Markets, LLC||Sun City, AZ||Mar 2008 - Current||9|
|Rbc Dain Rauscher||Peoria, AZ||Dec 2007 - Mar 2008||< 1|
|A. G. Edwards & Sons, Inc.||Surprise, AZ||Jun 1990 - Dec 2007||17|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1982|
|S66||NASAA Uniform Combined State Law Examination||Jun 2008|
Total Assets Under Management76,274MILLIONS
Total Number of Accounts192,243ACCOUNTS
Average Account Value$396,757
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops