Larry OsaCRD Number: 1052970
Current Firm: Rbc Capital Markets, LLC
Larry Osa (CRD# 1052970) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Peoria, AZ and has over 35 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
|Rbc Capital Markets, LLC||Sun City, AZ||Mar 2008 - Current||9|
|Rbc Dain Rauscher||Peoria, AZ||Dec 2007 - Mar 2008||< 1|
|A. G. Edwards & Sons, Inc.||Surprise, AZ||Jun 1990 - Dec 2007||17|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1982|
|S66||NASAA Uniform Combined State Law Examination||Jun 2008|
Total Assets Under Management76,274MILLIONS
Total Number of Accounts192,243ACCOUNTS
Average Account Value$396,757
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV