James SinclairCRD Number: 3101931
Current Firm: David Vaughan Investments Inc.
James Sinclair (CRD# 3101931) is an Investment Advisor Representative working at David Vaughan Investments Inc. in Peoria, IL and has over 18 years of experience in the finance industry.
Royal Alliance Associates, Inc.
Wells Fargo Advisors, LLC
Cliftonlarsonallen Wealth Advisors, LLC
|David Vaughan Investments||Peoria, IL||Jun 1996 - Current||20|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Jul 1998|
Total Assets Under Management1,968MILLIONS
Total Number of Accounts1,872ACCOUNTS
Average Account Value$1,051,224
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
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