James SinclairCRD Number: 3101931
Current Firm: David Vaughan Investments Inc.
James Sinclair (CRD# 3101931) is an Investment Advisor Representative working at David Vaughan Investments Inc. in Peoria, IL and has over 19 years of experience in the finance industry.
Charles Schwab & Company, Inc.
Lpl Financial LLC
Royal Alliance Associates, Inc.
|David Vaughan Investments||Peoria, IL||Jun 1996 - Current||21|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Jul 1998|
Total Assets Under Management1,968MILLIONS
Total Number of Accounts1,872ACCOUNTS
Average Account Value$1,051,224
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
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