Stephanie Ricketts, financial advisor Peoria IL

Stephanie Ricketts

CRD Number: 3249842
Current Firm: David Vaughan Investments, LLC

Stephanie Ricketts (CRD# 3249842) is an Investment Advisor Representative working at David Vaughan Investments, LLC in Peoria, IL and has over 24 years of experience in the finance industry.

Similar Advisors
Rockie Zeigler III, CFP®, financial advisor Peoria IL
Rockie Zeigler III, CFP®
CRD# 4746685
Rp Zeigler Investment Services
Similar Advisors
Gregory Abbott, financial advisor Peoria IL
Gregory V. Abbott
CRD# 1047258
Robert W. Baird & Company Incorporated
Similar Advisors
Brian Abraham, financial advisor Peoria IL
Brian T. Abraham
CRD# 3039582
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name Location Dates Years
David Vaughan Investments, Inc. Peoria, IL Oct 2007 - Current 16
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1999
S66 NASAA Uniform Combined State Law Examination Apr 2005
Contact Info for Stephanie A. Ricketts
Phone Number: 309-685-0033
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    3,937
    MILLIONS
  • Total Number of Accounts
    3,520
    ACCOUNTS
  • Average Account Value
    $1,118,542
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AZ, CA, CO, FL, GA, IL, IN, LA, MA, MI, MN, MO, NC, NE, NH, NY, PA, TN, TX, VA, WI

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.