Trent AhlersCRD Number: 4539231
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Trent Ahlers (CRD# 4539231) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Peoria, IL and has over 13 years of experience in the finance industry.
Charles Schwab & Company, Inc.
Lpl Financial LLC
Royal Alliance Associates, Inc.
|Bank Of America, N.a.||Peoria, IL||Jan 2016 - Current||2|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Peoria, IL||Jan 2016 - Current||2|
|Morgan Stanley Private Bank, National Association||New York, NY||Jan 2015 - Jan 2016||1|
|Morgan Stanley||Peoria, IL||Dec 2013 - Jan 2016||2|
|Edward Jones||St Louis, MO||Oct 2013 - Oct 2013||< 1|
|Morgan Stanley Smith Barney||Peoria, IL||Aug 2011 - Oct 2013||2|
|Country Insurance And Financial Services||Bloomington, IL||Jan 2007 - Aug 2011||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2004|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management639,574MILLIONS
Total Number of Accounts1,831,494ACCOUNTS
Average Account Value$349,209
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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