Edward Smith (CRD# 4071649) is an Investment Advisor Representative working at Ria Advisory Group, LLC in Boone, IA and has over 17 years of experience in the finance industry.
CRD# 4420604
Global Retirement Partners LLC
CRD# 6460989
Clarity Asset Management, Inc.
CRD# 5733510
Northwestern Mutual Investment Services,llc
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ria Advisory Group LLC | Des Moines, IA | Aug 2020 - Current | 3 |
| Lpl Financial, LLC | West Des Moines, IA | Jun 2017 - Jul 2020 | 3 |
| Visionpoint Advisory Group, LLC | Des Moines, IA | Jun 2017 - Jul 2020 | 3 |
| Edward Jones | Perry, IA | Oct 2002 - Jun 2017 | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jan 2007 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IA
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Total Assets Under Management399MILLIONS
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Total Number of Accounts2,799ACCOUNTS
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Average Account Value$142,504
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
AZ, CO, FL, IA, IL, MN, MO, NC, NE, SD, TX, WI
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